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Introducing VRDU: A New Benchmark for Complex Document Understanding Tasks

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Introducing VRDU: A New Benchmark for Complex Document Understanding Tasks

Introducing the New VRDU Dataset: A Game-Changer in Document Understanding

Over the past few years, there has been significant progress in the field of document understanding, particularly in developing systems that can extract data from complex business documents. This technology has the potential to revolutionize business workflows by automating manual work and reducing errors. However, current academic benchmarks do not accurately reflect the challenges faced in real-world applications, resulting in models that perform poorly when applied to complex tasks.

To bridge this gap, we are thrilled to announce the release of the Visually Rich Document Understanding (VRDU) dataset at KDD 2023. This dataset aims to provide a benchmark that better represents real-world scenarios and helps researchers track progress in document understanding tasks. We have identified five key requirements for a good benchmark and found that existing datasets fall short in meeting these requirements, while the VRDU dataset fulfills all of them.

Now, let’s delve into the specific requirements that make the VRDU dataset stand out.

Requirement 1: Rich Schema
Real-world documents often have diverse and complex schemas for structured extraction. Unlike simple flat schemas, where entities have fixed formats like headers, questions, and answers, actual documents may include nested entities, varying data types, and optional or repeated information. This benchmark ensures that the dataset reflects these complexities, unlike current benchmarks that do not capture the true nature of real-world problems.

Requirement 2: Layout-Rich Documents
Practical document understanding involves dealing with documents that have intricate layouts, such as tables, key-value pairs, different font sizes, and even images with captions. This is in contrast to existing datasets that mainly focus on sentences, paragraphs, and chapters. By including layout-rich documents, the VRDU dataset provides an accurate representation of real-world challenges.

Requirement 3: Diverse Templates
To ensure models can generalize well, a benchmark should include different structural layouts or templates. Memorizing a specific template is simple for a high-capacity model but does not reflect the reality of document understanding tasks. The VRDU dataset addresses this by incorporating diverse templates that models must learn to extract information from accurately.

Requirement 4: High-Quality OCR
To focus solely on the document understanding task, it is essential to have high-quality Optical Character Recognition (OCR) results. This removes the variation caused by different OCR engines and allows researchers to concentrate on the core task. The VRDU dataset prioritizes this by ensuring the documents have reliable OCR results.

Requirement 5: Token-Level Annotation
To generate clean training data, it is crucial to have token-level annotations. This means that each token in the document is annotated as part of the corresponding entity, instead of simply providing the text value to be extracted. Token-level annotation prevents noise in training data, where similar values might inadvertently match, leading to inaccurate results. The VRDU dataset addresses this by providing detailed annotations for each token in the documents.

The VRDU dataset is a combination of two publicly available datasets: Registration Forms and Ad-Buy forms. These datasets contain real-world examples that meet all the benchmark requirements mentioned above. They include a variety of document types, layouts, and templates, making them ideal for testing document understanding models.

To test the effectiveness of the VRDU dataset, we trained models using a range of training sets with different sample sizes. We then evaluated the models using three different tasks: Single Template Learning, Mixed Template Learning, and Unseen Template Learning. These tasks simulate different real-world scenarios and enable us to assess the model’s performance under various conditions.

The results have been promising, with models showing high F1 scores in the Single Template Learning task, indicating their ability to handle fixed templates. The Mixed Template Learning task, which aligns with related papers’ tasks, also yielded positive results. The real test came in the Unseen Template Learning task, where models had to generalize to unseen templates, and the VRDU dataset proved to be a valuable tool in assessing model performance.

In conclusion, the VRDU dataset is a significant milestone in the field of document understanding. It addresses the limitations of existing benchmarks by providing a comprehensive dataset that captures the complexities of real-world document processing tasks. With its rich schema, diverse templates, layout-rich documents, high-quality OCR, and token-level annotation, the VRDU dataset offers researchers an accurate and reliable benchmark to assess the performance of document understanding models. We are excited to release the VRDU dataset and evaluation code under a Creative Commons license, empowering the AI community to push the boundaries of document understanding technology.

To learn more about the VRDU dataset and its applications, please refer to the published paper for detailed information.

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